Chief Compliance Officer and Director of Portfolio Operations
Ms. Poe joined Highland Associates in 2016. She serves as the Chief Compliance Officer and Director of Portfolio Operations. She is responsible for the day-to-day compliance activities of Highland. In addition to overseeing all areas of regulatory compliance, she supervises portfolio transactions for both discretionary and non-discretionary client relationships. Prior to joining Highland Associates, Ms. Poe served as the branch office administrator/branch supervisory officer at Stifel (formerly Sterne Agee & Leach, Inc.). Ms. Poe was also a compliance officer for Sterne Agee & Leach, Inc., performing filings, managing the regulatory and firm continuing education, performing branch audits, and reviewing trade information. She received her Bachelor of Science from the University of Alabama. Her FINRA licenses include: Series 7, 63, 4, 24, 53, and 55.